Samuel Alexander Gilliland

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-13
CT	RA	APPROVED	2022-03-09

TX RA
APPROVED_RES

Since 2026-01-13
CT RA
APPROVED

Since 2022-03-09

Branch Locations

1 Landmark Square 12Th Floor, Stamford, CT 06901-2502 • United States

Greenwich, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fieldpoint Private Bank & Trust	Greenwich	CT	03/2011	03/2022
Fieldpoint Securities, Llc	Greenwich	CT	03/2011	03/2022
Rbc Capital Markets, Llc	Stamford	CT	03/2022	Present
City National Bank	Stamford	CT	04/2022	Present

03/2011 → 03/2022

Fieldpoint Private Bank & Trust

Greenwich, CT
03/2011 → 03/2022

Fieldpoint Securities, Llc

Greenwich, CT
03/2022 → Present

Rbc Capital Markets, Llc

Stamford, CT
04/2022 → Present

City National Bank

Stamford, CT

Previous Registrations

2011-03-11 → 2022-03-08

Dominari Securities Llc

New York, NY
2009-06-01 → 2010-12-22

Morgan Stanley

Greenwich, CT
2002-04-04 → 2009-06-01

Citigroup Global Markets Inc.

Greenwich, CT

Greenwich, CT

Other Businesses

1.) Connecticut Audobon Society, 314 Unquowa Rd.,Fairfield,CT 06824 203-259-0416 www.ctaudubon.org. Start Date=10/15/15,6 hours monthly, 1 hour spent during market hours. Not investment related. I am on the financial committee and monitor and report on organization's endowment portfolio manage by WellsFargo Advisors. No compensation received; this is a business relationship associated with my volunteer work with this organization. 2) NAME OF ENTITY: Mountain Grove Cemetery ADDRESS: 2675 North Avenue, Bridgeport, CT 06604 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: not for profit cemetery CAPACITY: Board of Directors * START DATE: 10.27.22 DUTIES: My opinions about memorial activities PER MONTH: 1; SECURITIES HOURS: 0 NAME OF ENTITY: Greenwich Hockey Club ADDRESS: 15 EAST PUTNAM AVE, GREENWICH, CT 06830 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 501c7 recreational club CAPACITY: Board of Directors * START DATE: 10.31.22 DUTIES: scheduling, club rules, membership development and retention. PER MONTH: 2; SECURITIES HOURS: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-07-14
S63	Uniform Securities Agent State Law Examination	1984-01-13

S65 Uniform Investment Adviser Law Examination

1993-07-14
S63 Uniform Securities Agent State Law Examination

1984-01-13

View on SEC IAPD