Joseph P. Fitzpatrick

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26
TX	RA	APPROVED_RES	2007-12-04

NY RA
APPROVED

Since 2021-10-26
TX RA
APPROVED_RES

Since 2007-12-04

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

Northport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Melville	NY	09/2007	Present

09/2007 → Present

Ubs Financial Services Inc

Melville, NY

Other Businesses

1) Trust UWO R.SVN; Trustee; Distribute assets that were held in the name of the deceased R.SVN to the Beneficiary, MVN; Northport, NY 11768; Start date: 11/12/1999; Investment-related: No

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-11-02
S63	Uniform Securities Agent State Law Examination	1984-01-11

S65 Uniform Investment Adviser Law Examination

1992-11-02
S63 Uniform Securities Agent State Law Examination

1984-01-11

Other Names

Joseph Patrick Fitzpatrick
Joseph Patrick Fitzpatrick
Joseph P. Fitzpatrick
Joseph P. P. Fitzpatrick

View on SEC IAPD