Timothy Edward Daly

Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-03-05
NJ	RA	APPROVED	2009-07-15

TX RA
APPROVED_RES

Since 2019-03-05
NJ RA
APPROVED

Since 2009-07-15

Branch Locations

200 Market Street Suite 203, Montvale, NJ 07645 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	Upper Saddle River	NJ	06/2009	Present
Stifel Nicolaus & Co Inc	Ramsey	NJ	01/2022	01/2022

06/2009 → Present

Janney Montgomery Scott Llc

Upper Saddle River, NJ
01/2022 → 01/2022

Stifel Nicolaus & Co Inc

Ramsey, NJ

Previous Registrations

2022-01-24 → 2022-01-26

Stifel, Nicolaus & Company, Incorporated

Ramsey, NJ
2006-10-27 → 2009-06-03

Citigroup Global Markets Inc.

Paramus, NJ
2003-07-01 → 2006-10-31

Wells Fargo Clearing Services, Llc

Paramus, NJ

Paramus, NJ
2002-07-24 → 2003-07-01

Prudential Equity Group, Llc

Paramus, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-09-24
S63	Uniform Securities Agent State Law Examination	1984-02-27

S65 Uniform Investment Adviser Law Examination

2010-09-24
S63 Uniform Securities Agent State Law Examination

1984-02-27