Christopher William Beale

Current Employers

Employment History

• 01/2003 → Present
  New England Capital Financial Advisors Llc
  South Meriden, CT
• 01/2013 → 09/2023
  Purshe Kaplan Sterling Investments
  Albany, NY

Other Businesses

1. MINORITY INTEREST IN A SAVINGS AND LOAN HOLDING COMPANY, NATIONAL ADVISORS HOLDINGS, INC THAT HAS FORMED A FEDERALLY CHARTERED TRUST COMPANY, "NATIONAL ADVISORS TRUST COMPANY". TRUST REPRESENTATIVE OF NATC; NATIONAL ADVISORS TRUST OF SOUTH DAKOTA, WHICH IS REGULATED BY THE SOUTH DAKOTA BANKING DEPARTMENT. NATC IS REGULATED BY THE OTS. THE TRUST COMPANY INTENDS TO PROVIDE A LOW COST ALTERNATIVE TO TRADITIONAL TRUST SERVICE PROVIDERS,AND I INTEND TO REFER CLIENTS TO NATC. 2. NATIONAL ADVISORS TRUST COMPANY. INVESTMENT RELATED. 800 E 101st Terrace #300 Kansas City, MO 64131. BOARD OF DIRECTORS. 05/2013. 2 HRS/MO. BOARD MEMBER National Advisors Trust of South Dakota. 300 N Dakota Ave #219, Sioux Falls, SD 57104 Board member since 2022. 3. SELL LIFE, HEALTH, DI, AND LONG TERM CARE INSURANCE 4. OWN CW BEALE LLC WHICH OWNS THE PROPERTY AT 79 MAIN STREET, SOUTH MERIDEN WHERE NEW ENGLAND CAPITAL IS LOCATED. 5. BOARD DIRECTOR AND TREASURER FOR THE MEMBERS FIRST CT FCU IN MERIDEN, CT 06450 6. CUNO FOUNDATION. NOT INVESTMENT RELATED. 562 BALDWIN AVENUE, UNIT 6, MERIDEN, CT 06450. FOUNDATION-CHARITY. CHAIRMAN OF THE DISTRIBUTION COMMITTEE. 02/2018. 1 HR/MO; 0 DURING TRADING HOURS. CHAIRMAN OF THE DISTRIBUTION COMMITTEE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-11-17
• S63 Uniform Securities Agent State Law Examination
  1986-08-14

Designations