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Steven Allen Rogers

Morgan Stanley

Bowling Green, KY

South, Naples, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-20
KY RA APPROVED 2019-08-13
TN RA APPROVED 2019-08-02
TX RA APPROVED_RES 2019-08-02
  • FL RA
    APPROVED
    Since 2023-10-20
  • KY RA
    APPROVED
    Since 2019-08-13
  • TN RA
    APPROVED
    Since 2019-08-02
  • TX RA
    APPROVED_RES
    Since 2019-08-02

Branch Locations

563 Hub Boulevard Suite 301, Bowling Green, KY 42103 • United States

South, Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bowling Green KY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bowling Green KY 11/2016 08/2019
Morgan Stanley Bowling Green KY 08/2019 Present
Morgan Stanley Private Bank, N.A New York NY 10/2019 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Bowling Green, KY
  • 11/2016 → 08/2019
    Wells Fargo Clearing Services, Llc
    Bowling Green, KY
  • 08/2019 → Present
    Morgan Stanley
    Bowling Green, KY
  • 10/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-22
S63 Uniform Securities Agent State Law Examination 1983-12-29
  • S65 Uniform Investment Adviser Law Examination
    1999-11-22
  • S63 Uniform Securities Agent State Law Examination
    1983-12-29
Other Names
  • Steven Rogers
  • Steven Allen Rogers

View on SEC IAPD

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