Frank Moore Netherton

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-01-01

TX RA
APPROVED

Since 2008-01-01

Branch Locations

9442 N Capital Of Texas Hwy N Ste 700 Arboretum Plaza One, Austin, TX 78759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Austin	TX	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Austin	TX	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Austin, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Austin, TX

Previous Registrations

2002-12-12 → 2008-01-01

A. G. Edwards & Sons, Inc.

Austin, TX

Austin, TX

St. Louis, MO

Other Businesses

TRUSTEE FOR (7) CLOSE FRIENDS, INV RELATED, AUSTIN, TX, START 11/23/2007. POWER OF ATTORNEY FOR FATHER; INV. RELATED; AUSTIN, TX; START 3/2/2017; 0 HRS PER MONTH; 0 HRS DURING TRADING. N26 CORP; NOT INVESTMENT RELATED; AUSTIN, TX; 0.95% OWNERSHIP; START 6/29/2022; 5 HOURS PER MONTH; ZERO HOURS DURING TRADING; CO MANAGEMENT OF FAMILY RANCH. NETHERTON FAMILY I LLC, INV RELATED, AUSTIN, TX, 100% OWNERSHIP, START 10/25/2021, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS REAL ESTATE. NETHERTON FAMILY II LLC, INVT RELATED, AUSTIN, TX, 100% OWNERSHIP, START DATE 7/5/2023, 2 HRS PER MONTH, 0 HRS DURING TRADING, HOLD REAL ESTATE. EXECUTOR FOR FATHER'S ESTATE; INV. RELATED; AUSTIN, TX; START DATE 4/2021; 10 HRS PER MONTH; 0 HRS DURING TRADING. NETHERTON FAMILY III, LLC ; INV RELATED; AUSTIN, TX; REAL ESTATE;100% OWNERSHIP;START DATE: 01/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING; N26 CORPORATION; INV RELATED; AUSTIN, TX; RANCHING;8.96% OWNERSHIP; START DATE: 12/01/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING; | BRIGIDS HERITAGE TRUST; INV RELATED; BRIGIDS HERITAGE TRUST,TX; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; | Fionas Heritage Trust; INV RELATED; BRIGIDS HERITAGE TRUST,TX; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; | Nolans Heritage Trust ; INV RELATED; BRIGIDS HERITAGE TRUST,TX; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; | Haleys Heritage Trust ; INV RELATED; BRIGIDS HERITAGE TRUST,TX; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; | Mairins Heritage Trust; INV RELATED; BRIGIDS HERITAGE TRUST,TX; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-01-09

S63 Uniform Securities Agent State Law Examination

1984-01-09

View on SEC IAPD