Mark Francis Butler

Current Employers

Butler & Co., Inc.

46 Sunset Terrace, South Windsor, CT 06074-1445 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2010-06-08

CT RA
APPROVED

Since 2010-06-08

Branch Locations

South Windsor, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Airlines	Dallas	TX	02/1978	02/2018
Butler & Co., Inc.	So Windsor	CT	05/1989	Present
Northeast Securities	Mitchel Field	NY	01/2015	05/2017
Southeast Investments, N.C. Inc.	Charlotte	NC	11/2018	Present
Hollywood Hotels Corp	Reno	NV	12/1999	Present
Real Estate Broker	South Windsor	CT	02/1984	Present
Act International, Inc.	South Windsor	CT	12/1999	Present
Gulfstar Corporation	South Windsor	CT	06/2007	Present

02/1978 → 02/2018

American Airlines

Dallas, TX
05/1989 → Present

Butler & Co., Inc.

So Windsor, CT
01/2015 → 05/2017

Northeast Securities

Mitchel Field, NY
11/2018 → Present

Southeast Investments, N.C. Inc.

Charlotte, NC
12/1999 → Present

Hollywood Hotels Corp

Reno, NV
02/1984 → Present

Real Estate Broker

South Windsor, CT
12/1999 → Present

Act International, Inc.

South Windsor, CT
06/2007 → Present

Gulfstar Corporation

South Windsor, CT

Previous Registrations

2004-12-09 → 2010-04-28

Cantella & Co., Inc.

Windsor, CT

Other Businesses

1)LICENSED REAL ESTATE BROKER: 46 Sunset Terrace, S. Windsor, CT 06074. 2-10-1984. NOT CURRENTLY ACTIVE, NO TIME SPENT. 2) BUTLER & CO., INC.: 950 SULLIVAN AVE, STE 19, SOUTH WINDSOR, CT 06074. 05/1989. I AM PRESIDENT/OWNER OF THIS RIA FIRM. I WILL DEVOTE 80 HOUS PER MONTH TO THIS BUSINESS, ALL DURING SECURITIES TRADING HOURS. I AM COMPENSATED BY FEES. 3) ACT INTERNATIONAL, INC.: 46 SUNSET TERRACE, SOUTH WINDSOR, CT 06074. 12/1999. I AM FOUNDER OF THIS RELIGIOUS SOCIAL SERVICES NON-PROFIT. I WILL DEVOTE 1 HOUR PER MONTH TO THIS BUSINESS. I AM NOT COMPENSATED. 4) GULFSTAR CORPORATION: 46 SUNSET TERRACE, SOUTH WINDSOR, CT 06074. 06/2007. I AM THE FOUNDER OF THIS OIL AND GAS PRIVATE INVESTMENT VEHICLE. I DEVOTE 1 HOUR PER MONTH TO THIS BUSINESS. I AM NOT COMPENSATED. 5) HOLLYWOOD HOTELS CORPORATION: 5605 RIGGINS COURT, SUITE 200, RENO, NV 89502. 12/1999. This is an inactive private investment vehicle. I devote no time to this and am not compensated.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-07-02
S63	Uniform Securities Agent State Law Examination	1989-08-14

S65 Uniform Investment Adviser Law Examination

2004-07-02
S63 Uniform Securities Agent State Law Examination

1989-08-14

View on SEC IAPD