Gary Jesse Deardorff

Current Employers

Employment History

• 05/2012 → 10/2017
  National Planning Corporation
  Peoria, AZ
• 10/2017 → 11/2023
  Woodbury Financial Services Inc
  Peoria, AZ
• 11/2023 → 08/2024
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 11/2023 → 08/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2024 → Present
  Osaic Wealth Inc
  Peoria, AZ

Previous Registrations

• 2023-11-22 → 2024-08-13
  Cetera Investment Advisers Llc
  Peoria, AZ
• 2017-10-17 → 2023-11-27
  Woodbury Financial Services, Inc.
  Peoria, AZ
  Peoria, AZ
  Mckinney, TX
• 2012-06-01 → 2017-10-19
  National Planning Corporation
  Glendale, AZ
  Peoria, AZ
• 2007-06-14 → 2012-06-04
  Next Financial Group, Inc.
  Glendale, AZ
• 2000-03-03 → 2007-06-14
  Lpl Financial Llc
  Glendale, AZ

Other Businesses

1. PHOENIX FINANCIAL GROUP LTD POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 60 START DATE: 12/14/1998 ADDRESS: 8801 W Union Hills Dr, Bldg. C, Peoria AZ 85382, United States DESCRIPTION: Trading and reallocating client accounts as needed. Portfolio maintenance using non proprietary sources to attempt to mitigate risk. Assisting clients in understanding their portfolio construction. Providing any additional services the clients may need such as income payments etc. 2. PHOENIX TAX PLANNING LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: No # OF HRS: 40 SECURITIES TRADING HRS: 20 START DATE: 4/27/12 ADDY: 8801 W Union Hills Dr, Bldg C, Peoria AZ 85382 DESCRIPT: General tax services/Enrolled Agent. 3. UNION HILLS PROFESSIONAL PLAZA COND ASSOCIATION POSITION: President NATURE: Corp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2014 ADDRESS: 8801 W Union Hills Dr, Bldg. C, Peoria AZ 85382, United States DESCRIPTION: Administrative 4. UNITED TRUST SERVICES LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 09/14/2004 ADDRESS: 8801 W Union Hills Dr, Bldg. C, Peoria AZ 85382 DESCRIPTION: Assist clients in preparing orders to send to a lawyer for review 5. NOTARY PUBLIC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, NOTARY PUBLIC SERVICES, 1H/WEEK, SINCE 05/2012. 6. SALES OF FIXED INSURANCE, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, SALES OF HEALTH INSURANCE, MEDICARE SUPPLEMENT, PART D, SINCE 02/1996. 7. PHOENIX FINANCIAL GROUP LTD POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 12/19/1998 ADDRESS: 8801 W Union Hills Dr, Bldg. C, Peoria AZ 85382 DESCRIPTION: Advising on different types of personal life and health insurance. 8. GARY J DEARDORFF POSITION: Notary NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/10/2012 ADDRESS: 8801 W Union Hills Dr, Bldg. C, Peoria AZ 85382, United States DESCRIPTION: Notary Public 9. PHOENIX FINANCIAL GROUP HOLDINGS POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2006 ADDRESS: 8801 W Union Hills Dr, Bldg. C, Peoria AZ 85382, United States DESCRIPTION: Managing Member 10. PHOENIX FINANCIAL GROUP LTD POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 12/19/1998 ADDRESS: 8801 W Union Hills Dr, Bldg C, Peoria AZ 85382, United States DESCRIPTION: Advising on diferent types of personal life and health insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-15
• S63 Uniform Securities Agent State Law Examination
  1993-03-04

Designations

Other Names

• Gary Jesse Deardorff
• Gary Jessee Deardorff