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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2024-06-03 |
| NY | RA | APPROVED | 2021-03-26 |
| NJ | RA | APPROVED | 2005-11-21 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman | New York | NY | 10/2005 | Present |
| Neuberger Berman | Santa Fe | NM | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-29 |
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