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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-06-03
NY RA APPROVED 2021-03-26
NJ RA APPROVED 2005-11-21
  • NM RA
    APPROVED
    Since 2024-06-03
  • NY RA
    APPROVED
    Since 2021-03-26
  • NJ RA
    APPROVED
    Since 2005-11-21

Branch Locations

Santa Fe, NM • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman New York NY 10/2005 Present
Neuberger Berman Santa Fe NM 05/2024 Present
  • 10/2005 → Present
    Neuberger Berman
    New York, NY
  • 05/2024 → Present
    Neuberger Berman
    Santa Fe, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-08
S63 Uniform Securities Agent State Law Examination 1984-02-29
  • S66 Uniform Combined State Law Examination
    2005-11-08
  • S63 Uniform Securities Agent State Law Examination
    1984-02-29

View on SEC IAPD

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