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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-10-15
TX RA APPROVED_RES 2008-08-08
IL RA APPROVED 2006-04-26
  • AR RA
    APPROVED
    Since 2024-10-15
  • TX RA
    APPROVED_RES
    Since 2008-08-08
  • IL RA
    APPROVED
    Since 2006-04-26

Branch Locations

101 South Main Street Suite 301, Decatur, IL 62523 • United States

Bella Vista, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Decatur IL 04/2006 Present
Neff Family Farm Operation Decatur IL 09/2010 Present
  • 04/2006 → Present
    Raymond James & Associates
    Decatur, IL
  • 09/2010 → Present
    Neff Family Farm Operation
    Decatur, IL
Previous Registrations
  • 1998-12-10 → 2006-05-03
    Morgan Stanley Dw Inc.
    Decatur, IL
Other Businesses

(1)Name of Business: Brechnitz Group LLC Address: 101 South Main Street, Decatur, IL, 62523, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/20/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC created for RJ Select office (2)Name of Business: Decatur Park District Foundation Address: 620 E Riverside, Decatur, IL, 62521, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 06/01/2004 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: The board meets 6 times per year. Money flows through this foundation to activities at the Park District. This is just the Foundation not the Park District. (3)Name of Business: Neff Family Farm Operation Address: 2235 Buckhead Lane, Decatur, IL, 62521, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 09/08/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I collect rent and pay a couple of bills.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-13
S63 Uniform Securities Agent State Law Examination 1983-12-09
  • S65 Uniform Investment Adviser Law Examination
    1998-04-13
  • S63 Uniform Securities Agent State Law Examination
    1983-12-09
Other Names
  • James Ralph Neff
  • Jim Ralph Neff

View on SEC IAPD

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