Fred Ferris Rogers

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-06-14

CA RA
APPROVED

Since 2024-06-14

Branch Locations

Carmichael, CA • United States

1111 Exposition Blvd., Bldg 100, Sacramento, CA 95815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fred F. Rogers, Financial Servicescfp	Sacramento	CA	10/1982	Present
Securities America, Inc.	Sacramento	CA	12/2001	06/2024
Securities America Advisors, Inc.	Sacramento	CA	12/2001	06/2024
Osaic Wealth, Inc.	Sacramento	CA	06/2024	Present

10/1982 → Present

Fred F. Rogers, Financial Servicescfp

Sacramento, CA
12/2001 → 06/2024

Securities America, Inc.

Sacramento, CA
12/2001 → 06/2024

Securities America Advisors, Inc.

Sacramento, CA
06/2024 → Present

Osaic Wealth, Inc.

Sacramento, CA

Previous Registrations

2001-12-19 → 2024-06-14

Securities America Advisors, Inc.

Sacramento, CA

Sacramento, CA

Sacramento, CA

Other Businesses

FRED F ROGERS POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/24/1982 ADDRESS: 1111 Exposition Blvd., Bldg 100, Sacramento CA 95815, United States DESCRIPTION: Answering questions and doing service related work for existing fixed insurance customers. I no longer do sales.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2021-02-22

S63 Uniform Securities Agent State Law Examination

2021-02-22

Other Names

Fred Ferris Rogers

View on SEC IAPD