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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

200 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Huntington Station, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Huntington Station NY 12/2012 Present
Park Avenue Securities Llc Huntington Station NY 12/2012 Present
  • 12/2012 → Present
    Guardian Life Insurance Co Of America
    Huntington Station, NY
  • 12/2012 → Present
    Huntington Station, NY
Other Businesses

1. Herbert J Oster, LLC. Minority interest in thoroughbred horse ownership Start: 03/10/2012 Address: 3370 NE 190 St, Alt#2312 Aventura, FL 33180 4 non bus hrs per month Not investment related 2. Outside insurance sales I offer insurance othe than Guardian Start: 03/10/2012 Address: 12 E. Cortelyou St. Huntington Station, NY 11746 Hrs per month - Tot/Bus: 5/1 Investment related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-01-31
  • S63 Uniform Securities Agent State Law Examination
    1991-01-31
Other Names
  • Herbert Jack Oster

View on SEC IAPD

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