Best Investors
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-31 |
| MA | RA | APPROVED | 2024-04-24 |
| ME | RA | APPROVED | 2024-04-08 |
| NC | RA | APPROVED | 2024-01-08 |
| FL | RA | APPROVED | 2022-08-31 |
| NY | RA | APPROVED | 2021-04-16 |
| UT | RA | APPROVED | 2019-11-21 |
| CA | RA | APPROVED | 2019-02-28 |
| CT | RA | APPROVED | 2016-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co. Of America | Pittsford | NY | 03/1998 | 09/2017 |
| Park Avenue Securities Llc | Pittsford | NY | 05/1999 | 09/2017 |
| Guardian Life Insurance Company | Rochester | NY | 09/2017 | 04/2022 |
| Park Avenue Securities | Rochester | NY | 09/2017 | 04/2022 |
| Guardian Life Insurance | Pittsford | NY | 04/2022 | Present |
| Park Avenue Securities | Pittsford | NY | 04/2022 | Present |
1. INSURANCE-Occasionally I broker life, disability or LTCI contracts through a few different insurance brokerage operations., Start: 11/15/1998, Address: KAFL 85 Allen Street Suite 300 Rochester, NY 14608, 3 bus hrs per month, Investment related, 2.Durable Power of Attorney for my spouse- when triggered, will be responsible for her financial affairs, Start: 10/13/2021, Address: 1973 Five Mile Line Road Penfield, NY 14526, 0 total hours per month 0 during securities trading hours, Not Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-12 |
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