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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2025-08-12
CT RA APPROVED 2024-08-02
AR RA APPROVED 2024-06-11
CA RA APPROVED 2023-09-01
FL RA APPROVED 2023-09-01
GA RA APPROVED 2023-09-01
IL RA APPROVED 2023-09-01
KY RA APPROVED 2023-09-01
MA RA APPROVED 2023-09-01
NJ RA APPROVED 2023-09-01
NC RA APPROVED 2023-09-01
PA RA APPROVED 2023-09-01
SC RA APPROVED 2023-09-01
TX RA APPROVED_RES 2023-09-01
  • WV RA
    APPROVED
    Since 2025-08-12
  • CT RA
    APPROVED
    Since 2024-08-02
  • AR RA
    APPROVED
    Since 2024-06-11
  • CA RA
    APPROVED
    Since 2023-09-01
  • FL RA
    APPROVED
    Since 2023-09-01
  • GA RA
    APPROVED
    Since 2023-09-01
  • IL RA
    APPROVED
    Since 2023-09-01
  • KY RA
    APPROVED
    Since 2023-09-01
  • MA RA
    APPROVED
    Since 2023-09-01
  • NJ RA
    APPROVED
    Since 2023-09-01
  • NC RA
    APPROVED
    Since 2023-09-01
  • PA RA
    APPROVED
    Since 2023-09-01
  • SC RA
    APPROVED
    Since 2023-09-01
  • TX RA
    APPROVED_RES
    Since 2023-09-01

Branch Locations

Berkeley Springs, WV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc Parsippany NJ 01/2009 09/2023
The Sparta Group, Inc. Parsippany NJ 05/1996 Present
Osaic Wealth, Inc. Califon NJ 09/2023 Present
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc
    Parsippany, NJ
  • 05/1996 → Present
    The Sparta Group, Inc.
    Parsippany, NJ
  • 09/2023 → Present
    Califon, NJ
Previous Registrations
  • 2005-10-31 → 2023-09-01
    Osaic Services, Inc.
    Califon, NJ
  • 2005-03-15 → 2005-10-31
    Sunamerica Securities, Inc.
    Parsippany, NY
Other Businesses

1. Osaic Wealth, 440 Route 513, Suite 204, Califon, NJ 07830. INVESTMENT ADVISOR REPRESENTATIVE, 2/1/05, 100 HRS/MO, 5 HRS DT, REGISTERED INVESTMENT ADVISORY SERVICES FOR Osaic Wealth CLIENTS. 2.WILLIAM R BOYD POSITION: owner NATURE: Insurance License Only. Maintain insurance license for existing Annuity business which was sold through SagePoint Financial. IDO NOTconduct new insurance business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1990 ADDRESS: 2020 Quaint Acres Lane, Berkeley Springs WV 25411, United States DESCRIPTION: There are no duties. This is disclosing that I hold an Insurance License. No Insurance business is conducted. 3.SPARTA FINANCIAL SERVICES POSITION: Partner NATURE: LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/02/1990 ADDRESS: 2020 Quaint Acres Lane, Berkeley Springs WV 25411, United States DESCRIPTION: This is a bank acct only. Commission checks are deposited into the bank acct, and office expenses are paid from the acct. This is the ONLY activity for this entity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-04
S63 Uniform Securities Agent State Law Examination 1985-10-21
  • S66 Uniform Combined State Law Examination
    2005-03-04
  • S63 Uniform Securities Agent State Law Examination
    1985-10-21
Other Names
  • William Boyd

View on SEC IAPD

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