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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2025-08-12 |
| CT | RA | APPROVED | 2024-08-02 |
| AR | RA | APPROVED | 2024-06-11 |
| CA | RA | APPROVED | 2023-09-01 |
| FL | RA | APPROVED | 2023-09-01 |
| GA | RA | APPROVED | 2023-09-01 |
| IL | RA | APPROVED | 2023-09-01 |
| KY | RA | APPROVED | 2023-09-01 |
| MA | RA | APPROVED | 2023-09-01 |
| NJ | RA | APPROVED | 2023-09-01 |
| NC | RA | APPROVED | 2023-09-01 |
| PA | RA | APPROVED | 2023-09-01 |
| SC | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED_RES | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Parsippany | NJ | 01/2009 | 09/2023 |
| The Sparta Group, Inc. | Parsippany | NJ | 05/1996 | Present |
| Osaic Wealth, Inc. | Califon | NJ | 09/2023 | Present |
1. Osaic Wealth, 440 Route 513, Suite 204, Califon, NJ 07830. INVESTMENT ADVISOR REPRESENTATIVE, 2/1/05, 100 HRS/MO, 5 HRS DT, REGISTERED INVESTMENT ADVISORY SERVICES FOR Osaic Wealth CLIENTS. 2.WILLIAM R BOYD POSITION: owner NATURE: Insurance License Only. Maintain insurance license for existing Annuity business which was sold through SagePoint Financial. IDO NOTconduct new insurance business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1990 ADDRESS: 2020 Quaint Acres Lane, Berkeley Springs WV 25411, United States DESCRIPTION: There are no duties. This is disclosing that I hold an Insurance License. No Insurance business is conducted. 3.SPARTA FINANCIAL SERVICES POSITION: Partner NATURE: LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/02/1990 ADDRESS: 2020 Quaint Acres Lane, Berkeley Springs WV 25411, United States DESCRIPTION: This is a bank acct only. Commission checks are deposited into the bank acct, and office expenses are paid from the acct. This is the ONLY activity for this entity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-21 |
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