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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-11
FL RA APPROVED 2024-09-13
CA RA APPROVED 2024-06-14
NY RA APPROVED 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2026-05-11
  • FL RA
    APPROVED
    Since 2024-09-13
  • CA RA
    APPROVED
    Since 2024-06-14
  • NY RA
    APPROVED
    Since 2024-06-14

Branch Locations

145 Sully'S Trail Suite 4, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wall Street Financial Group, Inc. Rochester NY 05/1994 09/2016
Dean Licata And Associates Fairport NY 05/1994 Present
Securities America, Inc. Pittsford NY 09/2016 06/2024
Securities America Advisors, Inc. La Vista NE 09/2016 06/2024
Osaic Wealth, Inc. Pittsford NY 06/2024 Present
Osaic Wealth, Inc. Pittsford NY 06/2024 Present
  • 05/1994 → 09/2016
    Wall Street Financial Group, Inc.
    Rochester, NY
  • 05/1994 → Present
    Dean Licata And Associates
    Fairport, NY
  • 09/2016 → 06/2024
    Securities America, Inc.
    Pittsford, NY
  • 09/2016 → 06/2024
    Securities America Advisors, Inc.
    La Vista, NE
  • 06/2024 → Present
    Pittsford, NY
  • 06/2024 → Present
    Pittsford, NY
Previous Registrations
  • 2016-09-23 → 2024-06-14
    Securities America Advisors, Inc.
    Pittsford, NY
    La Vista, NE
  • 2004-08-17 → 2016-09-23
    Wall Street Financial Group, Inc.
    Victor, NY
    Pittsford, NY
    Fairport, NY
    Pittsford, NY
    Fairport, NY
Other Businesses

***INSURANCE SALES POSITION: Sales/referral source - NATURE: Insurance Sales - INVESTMENT RELATED: No - NUMBER OF HOURS: 1 - SECURITIES TRADING HOURS: 1 - START DATE: 1/1983 - LOCATED AT: 145 Sully's Trail, Suite 4, Pittsford NY 14534 ***DEAN LICATA & ASSOCIATES - DBA ***N/A POSITION: Investment Advisor Representative NATURE: SECURITIES AMERICA ADVISORS INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/01/2016 ADDRESS: 145 Sully's Trail, Suite 4, Pittsford NY 14534 DESCRIPTION: Advisory accounts under Securities America Advisors

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-08
S63 Uniform Securities Agent State Law Examination 1983-12-07
  • S65 Uniform Investment Adviser Law Examination
    1998-12-08
  • S63 Uniform Securities Agent State Law Examination
    1983-12-07

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