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Katherine Thornton Wilson

Cetera Investment Advisers LLC

Houston, TX

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New England Life Cleveland OH 06/1986 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/1986 → Present
    New England Life
    Cleveland, OH
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Other Businesses

LICENSED W/ A VARIETY OF LIFE INSURANCE COMPANIES. OFFER ANNUITIES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-12-12
  • S63 Uniform Securities Agent State Law Examination
    1983-12-12
Designations

View on SEC IAPD

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