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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-03-10 |
| NJ | RA | APPROVED | 2009-01-15 |
| PA | RA | APPROVED | 2006-06-26 |
Branch Locations
8101 Washington Lane 1St Floor, Wyncote, PA 19095-1618 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed Sales Promotion | Marina Del Rey | CA | 08/1983 | Present |
| Janney Montgomery Scott Inc. | Wyncote | PA | 06/1984 | Present |
1) RIVER OF LIFE MARTIAL ARTS AND WELLNESS CENTER - OWNER/OPERATOR. 35 HOURS PER WEEK. COMPENSASTION RECEIVED. 2) RoL Partners, Fort Washington, PA; Not Investment Related; Nature: Family Real Estate Partnership; Title/Position: Partner; Duties: Manage Family Real Estate Holdings; Devotes 5 hours/month; Start 1/10/2022; Not compensated.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-19 |
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