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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-26
FL RA APPROVED 2018-07-26
NC RA APPROVED 2018-07-25
  • NY RA
    APPROVED
    Since 2021-04-26
  • FL RA
    APPROVED
    Since 2018-07-26
  • NC RA
    APPROVED
    Since 2018-07-25

Branch Locations

38 Kings Highway, Hauppauge, NY 11788 • United States

38 Kings Highway, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Hauppauge NY 11/2003 11/2017
Osaic Wealth, Inc. Hauppauge NY 11/2017 Present
  • 11/2003 → 11/2017
    National Planning Corporation
    Hauppauge, NY
  • 11/2017 → Present
    Hauppauge, NY
Previous Registrations
  • 2015-05-08 → 2017-11-06
    National Planning Corporation
    Hauppauge, NY
    Hauppauge, NY
  • 2005-10-06 → 2015-05-08
    National Planning Corporation
    Hauppauge, NY
    Hauppauge, NY
  • 1993-02-12 → 2003-01-28
    Nathan & Lewis Securities, Inc.
    Hauppauge, NY
Other Businesses

1. GEORGE N SUCICH ASSOC, INC. POSITION: Executive owner NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 03/22/1989 ADDRESS: 38 kings hwy, Hauppauge NY 11788, United States DESCRIPTION: Tax preparation for 9 clients. Also conduct life & health insurance sales during course of the year( not exceeding half dozen cases) 2. GEORGE N SUCICH ASSOC. INC. POSITION: president/ CFP NATURE: Sub S INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/10/1989 ADDRESS: 38 kings hwy, hauppauge NY 11788, United States DESCRIPTION: DBA 3. MJS ESTIMATING & PLANNING LLC POSITION: PRESIDENT NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 35 meadow glen rd, northport NY 11768, United States DESCRIPTION: real estate improvements & development

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-12-15
  • S63 Uniform Securities Agent State Law Examination
    1983-12-15
Designations

View on SEC IAPD

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