Frank X Bustamante

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-05-04

MI RA
APPROVED

Since 2010-05-04

Branch Locations

2501 Coolidge Rd, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	East Lansing	MI	10/1983	Present
Bank Of America, Na	E Lansing	MI	12/2009	Present

10/1983 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

East Lansing, MI
12/2009 → Present

Bank Of America, Na

E Lansing, MI

Other Businesses

I*38768 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BLUE 182 INVESTMENT RELATED: N ADDRESS OF BUSINESS: EAST LANSING, MICHIGAN 48823 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 40544 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNS AIRCRAFT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-06-22
S63	Uniform Securities Agent State Law Examination	1984-01-06

S65 Uniform Investment Adviser Law Examination

2006-06-22
S63 Uniform Securities Agent State Law Examination

1984-01-06

Other Names

Francis X Bustamante

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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