Sheri G Rovner

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2011-04-01

IL RA
APPROVED

Since 2011-04-01

Branch Locations

Northbrook, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Northbrook	IL	04/2011	Present

04/2011 → Present

Lpl Financial Llc

Northbrook, IL

Previous Registrations

2008-01-01 → 2011-04-04

Wells Fargo Clearing Services, Llc

Lake Forest, IL
2005-08-25 → 2008-01-01

A. G. Edwards & Sons, Inc.

Lake Forest, IL

Lake Forest, IL

St. Louis, MO
2001-10-23 → 2005-08-29

Morgan Stanley Dw Inc.

Riverwoods, IL

Other Businesses

(1) 09/30/2013: Rovner Investment Group, LLC - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (2) 07/28/2016: Women's Financial Centre Ltd. - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Start 08/15/2016 - 15 Hr/Mo; 5 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-06-21
S63	Uniform Securities Agent State Law Examination	1990-04-03

S65 Uniform Investment Adviser Law Examination

1994-06-21
S63 Uniform Securities Agent State Law Examination

1990-04-03

Other Names

Sheri Graff
Sheri G Rovner

View on SEC IAPD