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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-10-05 |
| TX | RA | APPROVED_RES | 2015-05-26 |
| IN | RA | APPROVED | 2015-05-22 |
Branch Locations
One Plaza Dr Ste 12, Pendleton, IN 46064 • United States
Silverthorne, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Anderson | IN | 05/2015 | Present |
WILLIAMS FINANCIAL LLC, INV RELATED, ANDERSON, IN, 100% OWNERSHIP, START 5/15/2015, 160 HOURS PER MONTH, 6.5 HOURS DURING TRADING, FINET PRACTICE.;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-09 |
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