Brian George Vanhouwe

Current Employers

Pinnacle Investments, Llc

5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-01-31
MA	RA	APPROVED	2022-05-04
RI	RA	APPROVED	2019-12-26

CT RA
APPROVED

Since 2025-01-31
MA RA
APPROVED

Since 2022-05-04
RI RA
APPROVED

Since 2019-12-26

Branch Locations

North Smithfield, RI • United States

5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Essex Securities Llc	North Smithfield	RI	01/2010	06/2019
Global Investment Advisors, Llc	Danvers	MA	01/2010	06/2019
Pinnacle Investments, Llc	Mansfield	MA	06/2019	Present

01/2010 → 06/2019

Essex Securities Llc

North Smithfield, RI
01/2010 → 06/2019

Global Investment Advisors, Llc

Danvers, MA
06/2019 → Present

Pinnacle Investments, Llc

Mansfield, MA

Previous Registrations

2014-02-06 → 2019-12-26

Global Investment Advisors, Llc

North Smithfield, RI

Miami Beach, FL
2010-01-01 → 2012-12-31

Global Investment Advisors, Llc

Miami Beach, FL
2008-05-16 → 2010-01-01

Investors Capital Corp.

North Smithfield, RI

North Smithfield, RI

Fall River, MA
2004-08-09 → 2008-03-04

Securian Financial Services, Inc.

Warwick, RI

Warwick, RI

Other Businesses

Mickey G's Clam Shack, Is Not Investment Related,"5 Avon Ave, , Cumberland, RI, 02864, United States", Catering food,Caterer,1/1/2013,20 hours per month,9 hours per month during trading hours, Hourly Compensation, Catering food _________________ North Smithfield Land Trust,I s Not Investment Related, "PO Box 452, Slatersville, RI, 02876, United States", "Acquire, protect, and oversee land & resources", Vice President,1/1/2000,1 hours per month,0 hours per month during trading hours, No Compensation, Land & resource protection __________________ Automotive Computer Services, Is Not Investment Related,"2667 Courtly Rd, , Dighton, MA, 02715, United States", Count auto parts for inventory,Worker,1/1/2000,10 hours per month,0 hours per month during trading hours, Hourly Compensation, Counting auto parts for inventory __________________ Parts Department Services, Is Not Investment Related,"170 Kingsbury Rd, , Walpole, MA, 03608, United States", Count auto parts for inventory,Worker,1/1/2000,10 hours per month,0 hours per month during trading hours, Hourly Compensation, Counting auto parts for inventory __________________ Insurance Sales, Investment Related,"1295 State St, , Springfield, MA, 01101, United States",Insurance,Agent,1/1/2010,10 hours per month,3 hours per month during trading hours, Commission Compensation, Insurance sales

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-06-23
S63	Uniform Securities Agent State Law Examination	1983-11-14

S65 Uniform Investment Adviser Law Examination

2003-06-23
S63 Uniform Securities Agent State Law Examination

1983-11-14

View on SEC IAPD