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Current Employers
Main Street Financial Solutions, Llc

104 Pheasant Run Suite 103, Newtown, PA 18940 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-23
NY RA APPROVED 2021-10-06
PA RA APPROVED 2020-02-28
TX RA APPROVED_RES 2020-02-28
  • FL RA
    APPROVED
    Since 2026-07-23
  • NY RA
    APPROVED
    Since 2021-10-06
  • PA RA
    APPROVED
    Since 2020-02-28
  • TX RA
    APPROVED_RES
    Since 2020-02-28

Branch Locations

Delray Beach, FL • United States

104 Pheasant Run Suite 103, Newtown, PA 18940 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jjm Financial Strategies Inc. Newtown PA 09/1992 12/2016
Main Street Financial Solution, Llc D/B/A/ Jjm Financial Huntington NY 12/2016 Present
  • 09/1992 → 12/2016
    Jjm Financial Strategies Inc.
    Newtown, PA
  • 12/2016 → Present
    Main Street Financial Solution, Llc D/B/A/ Jjm Financial
    Huntington, NY
Previous Registrations
  • 2016-12-27 → 2020-07-01
    Main Street Financial Solutions, Llc
    Newtown, PA
    Huntington, NY
  • 1994-12-06 → 2017-02-16
    Jjm Financial Strategies Inc
    Newtown, PA
    Newtown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-25
S63 Uniform Securities Agent State Law Examination 1984-05-04
  • S65 Uniform Investment Adviser Law Examination
    1994-02-25
  • S63 Uniform Securities Agent State Law Examination
    1984-05-04
Designations

View on SEC IAPD

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