Denise Gabay Otten

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-06
NJ	RA	APPROVED	2025-01-06

FL RA
APPROVED

Since 2025-01-06
NJ RA
APPROVED

Since 2025-01-06

Branch Locations

Bradenton, FL • United States

1990 Main St Suite 750, Sarasota, FL 34236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
American Portfolios Financial Services	Holbrook	NY	08/2010	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

08/2010 → 10/2024

American Portfolios Financial Services

Holbrook, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2012-01-31 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY

Sarasota, FL
2010-09-30 → 2012-03-20

Fogel Neale Wealth Management, Llc

New York, NY
2009-06-01 → 2010-08-17

Morgan Stanley

Fairfield, NJ
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Fairfield, NJ
2005-07-01 → 2007-04-02

Morgan Stanley Dw Inc.

Fairfield, NJ

Fairfield, NJ
2003-09-24 → 2005-07-18

A. G. Edwards & Sons, Inc.

Rockaway, NJ

Other Businesses

1. OTTEN & ASSOCIATES -IS A CPA FIRM AND NON-SECURITIES RELATED. STARTED 11/30/11 IS A BOOKKEEPER AND DEVOTES 25 HRS PER MONTH; ZERO HRS DURING MARKET HRS. 2. ELITE WEALTH STRATEGIES - DBA POSITION: PRESIDENT/FOUNDER NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2012 ADDRESS: 1990 Main Street, Suite 750, Sarasota FL 34236 DESCRIPTION: Financial Advisor, utilizing commissions and fees 3. HEALTH + WELLNESS, LLC POSITION: OWNER/AUTHOR NATURE: NUTRITIONAL INFORMATIONAL WEBSITE AND BOOKS INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 12/12/2012 ADDRESS: 10124 Marbella Dr., Bradenton FL 34211 DESCRIPTION: Wrote a book on nutrition, write postings on fb on nutrition radio podcast in 2018, 19, 20 & 21. No longer do the podcast. Create nutritional seminars for educational purposes in 2018 & 19 4. DENISE OTTEN FIXED INS POSITION: insurance sales when needed NATURE: TERM, UL, INS INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/11/2011 ADDRESS: 1990 Main Street, Suite 750, Sarasota FL 34236 DESCRIPTION: Sell term insurance or FIA if necessary for clients

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-01-14
S63	Uniform Securities Agent State Law Examination	1984-01-26

S66 Uniform Combined State Law Examination

2002-01-14
S63 Uniform Securities Agent State Law Examination

1984-01-26

Other Names

Denise Kay Gabay
Denise Gabayotten
Denise Kay Otten

View on SEC IAPD