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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
11900 Olympic Blvd Ste 780, Los Angeles, CA 90064 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Beverly Hills | CA | 10/2016 | 04/2018 |
| Unemployed | North Hollywood | CA | 06/2016 | 09/2016 |
| Oppenheimer & Co. Inc | Los Angeles | CA | 04/2018 | 06/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2019 | Present |
| Goldstein Financial Group | Los Angeles | CA | 06/2019 | Present |
| Brentwood Financial Advisors | Los Angeles | CA | 06/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: GOLDSTEIN FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OPERATIONS MANAGER AND ADMINISTRATIVE DUTIES START DATE: 6/19 POSITION/TITLE/RELATIONSHIP: OPERATIONS MANAGER APX NUMBER OF HOURS PER WEEK: 40-50 APX NUMBER OF HOURS DURING TRADING HOURS: 40-50 BRIEF DESCRIPTION OF DUTIES: OVERSEEING THE DAY TO DAY OPERATIONS FOR THE TEAM. DELEGATION OF ADMINISTRATIVE TASKS AND PROCESSING, SOME OF THE ADMINISTRATIVE TASKS AS WELL 2. NAME OF OTHER BUSINESS: BRENTWOOD FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OPERATIONS MANAGER AND ADMINISTRATIVE DUTIES START DATE: 6/19 POSITION/TITLE/RELATIONSHIP: OPERATIONS MANAGER APX NUMBER OF HOURS PER WEEK: 40-50 APX NUMBER OF HOURS DURING TRADING HOURS: 40-50 BRIEF DESCRIPTION OF DUTIES: OVERSEEING THE DAY TO DAY OPERATIONS FOR THE TEAM. DELEGATION OF ADMINISTRATIVE TASKS AND PROCESSING, SOME OF THE ADMINISTRATIVE TASKS AS WELL 3. NAME OF OTHER BUSINESS: BRAUM REAL ESTATE (BRAUM CONSTRUCTION AND MANAGEMENT) INVESTMENT RELATED: NO ADDRESS: 6551 VAN NUYS BLVD, VAN NUYS CA 91401 NATURE OF BUSINESS: WORK WITH FAMILY THAT OWNS, AND OR, MANAGES COMMERCIAL AND RESIDENTIAL REAL ESTATE START DATE: 1/11 POSITION/TITLE/RELATIONSHIP: ROLE IS TO SHOW VACANT OR SOON TO BE VACANT SPACES TO PROSPECTIVE TENANTS APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: ROLE IS TO SHOW VACANT OR SOON TO BE VACANT SPACES TO PROSPECTIVE TENANTS. WHEN A LEASE IS INITIATED, I EARN A LEASING FEE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-27 |
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