Stephen Daniel Riebe

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-10-14

TX RA
APPROVED

Since 2011-10-14

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Austin	TX	10/2011	Present

10/2011 → Present

Ubs Financial Services Inc

Austin, TX

Previous Registrations

2009-06-01 → 2011-11-04

Morgan Stanley

Austin, TX
2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Austin, TX

Austin, TX

New York, NY

Austin, TX
1999-11-09 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Austin, TX

Other Businesses

1) Riebe Holdings; Driftwood, Texas 78619; Company; Real Estate; Owns 2 rental homes; Proprietor / owner; No duties. My wife cares for the duties associated with the two rentals. Start date: 5/26/2023

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-08-08
S63	Uniform Securities Agent State Law Examination	1990-12-20

S65 Uniform Investment Adviser Law Examination

1994-08-08
S63 Uniform Securities Agent State Law Examination

1990-12-20

Designations

View on SEC IAPD