Dean Andrew Wolpert

Current Employers

Intrua Financial

3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-02-12

TX RA
APPROVED

Since 2016-02-12

Branch Locations

Fayetteville, TX • United States

3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	League City	TX	04/2010	Present

04/2010 → Present

Lpl Financial

League City, TX

Previous Registrations

2004-05-10 → 2010-04-06

Bbva Compass Investment Solutions, Inc

Houston, TX

Houston, TX

Houston, TX

Houston, TX

Houston, TX

Pasadena, TX

Houston, TX

Houston, TX

South Houston, TX

Houston, TX

Houston, TX

Houston, TX

Houston, TX

Houston, TX

Other Businesses

1. 03/11/2015 - INTRUA FINANCIAL - ALL SERVICES OFFERED THROUGH THE DBA ARE LPL FINANCIAL SECURITIES RELATED BUSINESS. - TIME SPENT 0 - HOUSTON, TX 2. 01/29/2016 * Wolpert Financial Group, Inc. * Business Entity For Tax/Investment Purposes Only * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/22/2016 3. 02/16/2016 * Intrua Financial * Registered Investment Advisor Hybrid * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 02/16/2016 * 100 HRS/MO; 80 HRS/MO DURING SECS TRDG HRS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-01-10

S63 Uniform Securities Agent State Law Examination

1984-01-10

View on SEC IAPD