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Robert John Kostigen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-09-25
CT RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-09-25
  • CT RA
    APPROVED
    Since 2009-10-23

Branch Locations

25 Burlington Mall Rd, Burlington, MA 01803 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Concord MA 10/2009 Present
Bank Of America, Na Concord MA 12/2009 Present
Previous Registrations
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Concord, MA
    Bedford, MA
    Lexington, MA
    Lincoln, MA
    Concord, MA
  • 2003-07-25 → 2004-10-20
    Quick & Reilly, Inc.
    Concord, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-22
S63 Uniform Securities Agent State Law Examination 1992-06-03
  • S65 Uniform Investment Adviser Law Examination
    1998-12-22
  • S63 Uniform Securities Agent State Law Examination
    1992-06-03

View on SEC IAPD

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