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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2009-05-04 |
Branch Locations
999 Waterside Dr Ste 1800 Dominion Tower, Norfolk, VA 23510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Norfolk | VA | 04/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Norfolk | VA | 11/2016 | Present |
RENTAL PROPERTY (VACATION); INV-RELATED; COROLLA, NC; 100% OWNERSHIP WITH SPOUSE; START: 01/06/2015; HOURS: 5 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD SHIP CABIN CLUB, NOT INVESTMENT RELATED, VIRGINIA BEACH, VA. 8.33% OWNERSHIP, START: 7/15/15, 4 HOURS/MONTH, 0 DURING TRADING, HOLDS DUCK HUNTING CLUB PROPERTY, BOAT,ETC. REDHEAD REALTY HUNT CLUB, NOT INV. RELATTED, VIRGINIA BEACH, VA. 8.33% OWNERSHIP, START: 7/15/15, 4 HOURS/MONTH, 0 DURING TRADING, PROTECTION FOR DUCK HUNTING CLUB HOUSE/PROPERTY. EXECUTOR FOR MOTHER'S ESTATE; INV. RELATED; YORKTOWN, VA; START DATE: 10/2022; 5 HRS PER MONTH; 3 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-04 |
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