Charmaine Valois Kaes

Current Employers

Employment History

• 07/2011 → 12/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2018 → Present
  Peak Brokerage Services, Llc
  Palm Beach Gardens, FL
• 08/2021 → Present
  Blackridge Asset Management, Llc
  Jupiter, FL

Other Businesses

1) Business Entity: Compensation Services, Inc.; Business Activity: Pension admin; Duties of Position: Owner; Title: President; Start date: 1979; Approx. # of hours per month spent on activity: 10; Approx. # of hours spent during trading hours: 10 2) Business Entity: National Integrity; Business Activity: Fixed Annuities; Duties of Position: Sales Rep; Title: Agent; Start Date: 04/1985; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: n/a 3) Business Entity: National Life of Vermont; Business Activity: Insurance; Duties of Position: Sale of Life Insurance; Title: Sales Rep; Start Date: 01/2018; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: n/a 4) Business Entity: Blackridge Asset Management; Business Activity: RIA; Duties of Position: Sales; Title: Advisor: Start Date: 08/2021; Address: Jupiter, FL; Approx. # of hours per month spent on activity: 5; Approx. # of hours spent during trading hours: 5

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-03-25
• S63 Uniform Securities Agent State Law Examination
  1988-08-15

Other Names

• Charmaine Valois Palys
• Charmaine Valois Kaes
• Charmaine Ann Schue
• Charmaine Ann Valois
• Charmaine Valios Kaes