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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-02 |
| WA | RA | APPROVED | 2009-06-01 |
Branch Locations
500 108Th Avenue, North East Suite 1900, Bellevue, WA 98004 • United States
101 California Street Region 2- Pacific Coast, San Francisco, CA 94111 • United States
Woodinville, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Bellevue | WA | 06/2009 | 09/2024 |
| Morgan Stanley Smith Barney | Bellevue | WA | 09/2024 | Present |
*396956 - POA; Power of Attorney (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Apr 2020; During Business Hours: 0; After Business Hours: 0. *396953 - POA; Power of Attorney (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Apr 2020; During Business Hours: 0; After Business Hours: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-05 |
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