Vincent Harl Rossi

Current Employers

Intelligent Capitalworks

16427 North Scottsdale Road Suite 350, Scottsdale, AZ 85254-1595 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-05-18
LA	RA	APPROVED	2019-04-02
DE	RA	APPROVED	2016-12-21
FL	RA	APPROVED	2008-12-11
AZ	RA	APPROVED	2005-09-14
TX	RA	APPROVED_RES	2005-08-18

CA RA
APPROVED

Since 2022-05-18
LA RA
APPROVED

Since 2019-04-02
DE RA
APPROVED

Since 2016-12-21
FL RA
APPROVED

Since 2008-12-11
AZ RA
APPROVED

Since 2005-09-14
TX RA
APPROVED_RES

Since 2005-08-18

Branch Locations

16427 North Scottsdale Road Suite 350, Scottsdale, AZ 85254-1595 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Icw Investment Advisors, Llc	Scottsdale	AZ	08/2005	Present

08/2005 → Present

Icw Investment Advisors, Llc

Scottsdale, AZ

Previous Registrations

2002-11-14 → 2005-08-09

Morgan Stanley Dw Inc.

Scottsdale, AZ

Other Businesses

1)Help in Healing Home Foundation, Non-investment related, 5811 E Mayo Blvd Phoenix, AZ 85054, Board Member, Start date:10/06/2025, Approx. 4 hrs./month, No hours during securities trading hours, Attend Board meetings and promote the Foundation's work

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-12-21
S63	Uniform Securities Agent State Law Examination	1992-12-10

S65 Uniform Investment Adviser Law Examination

1992-12-21
S63 Uniform Securities Agent State Law Examination

1992-12-10

Designations

View on SEC IAPD