Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-13
VA RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-02-13
  • VA RA
    APPROVED
    Since 2013-02-13

Branch Locations

5820 Patterson Ave. Suite 100, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Richmond VA 02/2013 Present
Previous Registrations
  • 2001-08-31 → 2013-02-13
    Morgan Keegan & Company, Llc
    Richmond, VA
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-07-02
S63 Uniform Securities Agent State Law Examination 1983-11-11
  • S65 Uniform Investment Adviser Law Examination
    1991-07-02
  • S63 Uniform Securities Agent State Law Examination
    1983-11-11
Other Names
  • Susan Elaine Smith

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Richmond, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor