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William Turner Scott

Scott And Associates Of Texas, Inc.

Garland, TX

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Current Employers
Scott And Associates Of Texas, Inc.

Garland, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-04-24
  • TX RA
    APPROVED
    Since 2013-04-24

Branch Locations

Garland, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott And Associates Of Texas, Inc. Houston TX 01/2013 Present
Previous Registrations
  • 2007-02-06 → 2013-01-25
    Questar Asset Management, Inc.
    Minneapolis, MN
    Houston, TX
  • 1999-01-04 → 2005-12-16
    Raymond James Financial Services, Inc.
    Houston, TX
Other Businesses

WILLIAM TURNER SCOTT (LICENSE ID 636235); 709 Tacoma Dr. Garland, TX 75043. INSURANCE AGENT OFFERING FIXED AND INDEX ANNUITIES AND LIFE. APPROXIMATELY 20 HOURS PER MONTH, OF WHICH ALL HOURS PER MONTH ARE DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-29
S63 Uniform Securities Agent State Law Examination 1983-10-26
  • S65 Uniform Investment Adviser Law Examination
    1996-07-29
  • S63 Uniform Securities Agent State Law Examination
    1983-10-26
Other Names
  • Bill Scott

View on SEC IAPD

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