James John Cronin

Current Employers

Employment History

• 04/2016 → Present
  Kestra Investment Services, Llc
  Waukesha, WI
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Waukesha, WI

Previous Registrations

• 2009-08-07 → 2015-12-10
  Investors Capital Corp.
  Lynnfield, MA
  Wayne, NJ
  Airmont, NY
  Greenville, SC
  Wayne, NJ
  Lynnfield, MA
  Lynnfield, MA
  Jackson, NJ
  Wayne, NJ

Other Businesses

Business Name: Integrity Wealth Management Investment Related: Yes Address: 20975 Swenson Drive Suite 125 Waukesha WI 53186 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Chief Investment Officer Start Date: 12/1/2015 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Establishing and monitoring overall investment policy. Managing investment lists and client portfolios. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-31
• S63 Uniform Securities Agent State Law Examination
  1997-07-16

Designations

Other Names

• James J Cronin