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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-08-08
  • TN RA
    APPROVED
    Since 2024-08-08

Branch Locations

112 Glenleigh Court Suite 2, Knoxville, TN 37934 • United States

Maryville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steamboat Ski & Resort Corp. Steamboat Springs CO 12/1978 Present
Pfs Investments Inc. Knoxville TN 09/1983 Present
Primerica Financial Services Knoxville TN 07/1980 Present
  • 12/1978 → Present
    Steamboat Ski & Resort Corp.
    Steamboat Springs, CO
  • 09/1983 → Present
    Knoxville, TN
  • 07/1980 → Present
    Primerica Financial Services
    Knoxville, TN
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-09
S63 Uniform Securities Agent State Law Examination 1983-11-11
  • S65 Uniform Investment Adviser Law Examination
    2011-11-09
  • S63 Uniform Securities Agent State Law Examination
    1983-11-11

View on SEC IAPD

Other Firms

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