Timothy W. W O'brien

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-01-14
TX	RA	APPROVED_RES	1995-01-05
VT	RA	APPROVED	1995-01-03

FL RA
APPROVED

Since 2019-01-14
TX RA
APPROVED_RES

Since 1995-01-05
VT RA
APPROVED

Since 1995-01-03

Branch Locations

38 Eastwood Drive Suite 400, South Burlington, VT 05403 • United States

Palm Beach Gardens, FL • United States

South Burlington, VT • United States

3801 Pga Blvd. Suite 1000, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	S. Burlington	VT	02/1990	Present

02/1990 → Present

Ubs Financial Services Inc.

S. Burlington, VT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-09-28
S63	Uniform Securities Agent State Law Examination	1983-10-20

S65 Uniform Investment Adviser Law Examination

1994-09-28
S63 Uniform Securities Agent State Law Examination

1983-10-20

Other Names

Timothy Wesley Obrien
Timothy W O'BRien