Scott Coleman Dozier

Current Employers

Employment History

• 01/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 12/2009 → Present
  Bank Of America, N.A.
  Atlanta, GA

Previous Registrations

• 2001-06-11 → 2009-02-05
  Citigroup Global Markets Inc.
  Atlanta, GA
  Atlanta, GA

Other Businesses

I*40529FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: DOZIER ASSOCIATESINVESTMENT RELATED: YADDRESS OF BUSINESS:OCALA, FLORIDA 34471NATURE OF BUSINESS: GENERAL PARTNERSHIP,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 3/1/1987NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: ASSIST WITH DECISIONS REGARDING REAL ESTATE HOLDINGS AND EQUITIES. I*72355FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: DARLINGTON SCHOOLINVESTMENT RELATED: NADDRESS OF BUSINESS:ROME, GEORGIA 30161NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 6/30/2014NUMBER OF HOURS DEVOTED: 50 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 40DUTIES: DARLINGTON SCHOOL IS A COEDUCATIONAL DAY AND BOARDING SCHOOL. MY POSITION IS A MEMBER OF THE BOARD OF TRUSTEES AND WILL SERVE ON THE FINANCE COMMITTEE. I*1287246For profit or not for profit: Name of outside business organization: Dozier Lake House LLC Investment related: No Address of business: Ocala, Florida, 34471,Position, title, association: General Partner/Managing Member, Start date of relationship: 5/8/2023 Number of hours devoted: 2 hrs Mthly Number of hours devoted during trading hours: 0 Duties: LLC to manage a family vacation home with my two brothers. I will be one of three managers of the LLC. I*1844260 Entity Type, Charitable, Name of OBA: Darlington School Foundation Address:ROME,GA,30161, Investment Related: No Position, Title, Association: Board Member, Employee Start Date:5/20/24, No Hours: 3 yearly, No Hours during trading: 0 Duties:501(c)(3) organization to receive and manage endowment funds for The Darlington School. I*2124282, Entity Type: Fiduciary, Name of OBA: MGE Trust, Address: Atlanta, Georgia, 30339, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 12-Dec-2024, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Successor Trustee/ In-Laws I*2124282 Entity Type: Fiduciary role Name of OBA: M. G E. Trust Address: Atlanta, Georgia 30339 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 12/12/2024 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Trustee In/Laws

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-05-10
• S63 Uniform Securities Agent State Law Examination
  1983-10-26