Mark Clay Sutherland

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2017-08-28

MI RA
APPROVED

Since 2017-08-28

Branch Locations

28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States

Commerce Twp, MI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Farmington Hills	MI	08/2011	08/2017
Lpl Financial Llc	Southfield	MI	08/2017	Present

08/2011 → 08/2017

Ameriprise Financial Services, Inc.

Farmington Hills, MI
08/2017 → Present

Lpl Financial Llc

Southfield, MI

Previous Registrations

2011-08-29 → 2017-08-29

Ameriprise Financial Services, Llc

Edina, MN

Farmington Hills, MI
2010-05-26 → 2011-09-02

Raymond James & Associates, Inc.

Farmington Hills, MI

Other Businesses

1. 8/28/2017 - America Group Retirement Strategy Centers - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/21/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 11/11/2019 - Comprehensive Planning, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/15/2019 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-10-19

S63 Uniform Securities Agent State Law Examination

1983-10-19

Designations

View on SEC IAPD