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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-08-17
TX RA APPROVED_RES 2009-01-02
  • FL RA
    APPROVED
    Since 2009-08-17
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

900 East Indiantown Road Suite 309, Jupiter, FL 33477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Jupiter FL 09/1983 Present
Raymond James Financial Services Advisors, Inc Jupiter FL 01/2009 Present
Frost Financial Services Inc Jupiter FL 06/1986 Present
Other Businesses

(1)Name of Business: Frost Address: 900 E Indiantown Road Ste 309, Jupiter, FL, 33477, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 03/23/1994 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: trustee of my brothers irrev trust RJ (2)Name of Business: Frost Financial Group Address: 900 E Indiantown Rd Ste 309, Jupiter, FL, 33477, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/01/1986 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: support company (3)Name of Business: Frost Financial Services Inc Address: 900 East Indiantown Road, Suite 309, Jupiter, FL, 33477, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/17/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: support company

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-31
S63 Uniform Securities Agent State Law Examination 1987-08-11
  • S65 Uniform Investment Adviser Law Examination
    1996-12-31
  • S63 Uniform Securities Agent State Law Examination
    1987-08-11
Other Names
  • James Frost

View on SEC IAPD

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