Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-09-02
FL RA APPROVED 1999-03-02
  • SC RA
    APPROVED
    Since 2025-09-02
  • FL RA
    APPROVED
    Since 1999-03-02

Branch Locations

Landrum, SC • United States

315 West Town Place Units 7 & 8, St. Augustine, FL 32092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. St. Augustine FL 02/1984 Present
Massmutual Life Insurance Company St. Augustine FL 02/1984 Present
  • 02/1984 → Present
    Mml Investors Services, Inc.
    St. Augustine, FL
  • 02/1984 → Present
    Massmutual Life Insurance Company
    St. Augustine, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1984-06-11
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1984-06-11
Designations

View on SEC IAPD

More in Landrum, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor