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Michele Fine

J.P. Morgan Securities LLC

Summit, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
NJ RA APPROVED 2022-01-10
  • TX RA
    APPROVED
    Since 2022-11-17
  • NJ RA
    APPROVED
    Since 2022-01-10

Branch Locations

25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Paramus NJ 02/2014 09/2017
Morgan Stanley Private Bank, N.A. Paramus NJ 02/2014 09/2017
Jpmorgan Chase Bank Na Summit NJ 09/2017 Present
Jpmorgan Securities Llc Summit NJ 09/2017 Present
  • 02/2014 → 09/2017
    Morgan Stanley
    Paramus, NJ
  • 02/2014 → 09/2017
    Morgan Stanley Private Bank, N.A.
    Paramus, NJ
  • 09/2017 → Present
    Jpmorgan Chase Bank Na
    Summit, NJ
  • 09/2017 → Present
    Jpmorgan Securities Llc
    Summit, NJ
Previous Registrations
  • 2011-01-14 → 2017-09-27
    Morgan Stanley
    Paramus, NJ
    Purchase, NY
    Westfield, NJ
    Paramus, NJ
    Pearl River, NY
    Paramus, NJ
    Warren, NJ
    Short Hills, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-15
S63 Uniform Securities Agent State Law Examination 2008-08-27
  • S66 Uniform Combined State Law Examination
    2021-09-15
  • S63 Uniform Securities Agent State Law Examination
    2008-08-27
Other Names
  • Michele Renee Kaplan
  • Michele Kaplan Fine
  • Michele Renee Kaplan
  • Michele Kaplan Fine

View on SEC IAPD

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Other Offices

CONCORD MANAGEMENT SERVICES, LLC · SUMMIT, NJ
CONVERSANT CAPITAL LLC · SUMMIT, NJ
WELLS FARGO CLEARING SERVICES, LLC · SUMMIT, NJ
BIANCO WEALTH ADVISORS LLC · SUMMIT, NJ
FORZA INVESTMENT GROUP, LP · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ
OPPENHEIMER & CO. INC. · SUMMIT, NJ

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