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Current Employers
Novem Group

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-03
FL RA APPROVED 2025-01-03
CT RA APPROVED 2022-03-31
GA RA APPROVED 2020-11-12
NC RA APPROVED 2020-10-26
  • CA RA
    APPROVED
    Since 2025-01-03
  • FL RA
    APPROVED
    Since 2025-01-03
  • CT RA
    APPROVED
    Since 2022-03-31
  • GA RA
    APPROVED
    Since 2020-11-12
  • NC RA
    APPROVED
    Since 2020-10-26

Branch Locations

Port St Lucie, FL • United States

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitas Pinnacle Of Ga Duluth GA 02/2010 04/2019
The Leaders Group Inc Littleton CO 02/2010 04/2019
American Portfolios Financial Services, Inc. Jupiter FL 04/2019 10/2024
Novem Group Rochester NY 04/2019 Present
Osaic Wealth, Inc. Jupiter FL 10/2024 Present
  • 02/2010 → 04/2019
    Capitas Pinnacle Of Ga
    Duluth, GA
  • 02/2010 → 04/2019
    The Leaders Group Inc
    Littleton, CO
  • 04/2019 → 10/2024
    American Portfolios Financial Services, Inc.
    Jupiter, FL
  • 04/2019 → Present
    Rochester, NY
  • 10/2024 → Present
    Osaic Wealth, Inc.
    Jupiter, FL
Previous Registrations
Other Businesses

1) Novem Group, RIA, investment-related, Investment Advisor Representative financial planning , 0% Ownership 40 hrs per month during market hrs 40 hours devoted per month 2)Advisors Academy - fixed insurance sales, not investment related, 8 hrs./mo.; 0 hrs./mo./mkt. hrs. 3) Pinnacle Insurance - fixed insurance sales, not investment related, 8 hrs./mo., 0 hrs./mo./mkt. hrs. 4) OSAIC WEALTH, INC., BROKER/DEALER, INVESTMENT-RELATED, REGISTERED REPRESENTATIVE, START DATE 10/2024. 80 HOURS PER MONTH DURING MARKET HRS. 5) Fair Share Divorce Solutions, LLC, divorce consulting, 100% ownership, investment-related, start date 7/2020, 20 hrs/month total and 5 hrs/month during market hrs 6) Kairos Prison Ministry - not investment related, Advisory Board Treasurer, start date 03/2026, 2-3 hrs/month and 0 hrs/month during market hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-20
S63 Uniform Securities Agent State Law Examination 1983-10-10
  • S65 Uniform Investment Adviser Law Examination
    1999-08-20
  • S63 Uniform Securities Agent State Law Examination
    1983-10-10
Other Names
  • Andy Gentile
  • Drew Gentile

View on SEC IAPD

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