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350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-03 |
| FL | RA | APPROVED | 2025-01-03 |
| CT | RA | APPROVED | 2022-03-31 |
| GA | RA | APPROVED | 2020-11-12 |
| NC | RA | APPROVED | 2020-10-26 |
Branch Locations
Port St Lucie, FL • United States
350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capitas Pinnacle Of Ga | Duluth | GA | 02/2010 | 04/2019 |
| The Leaders Group Inc | Littleton | CO | 02/2010 | 04/2019 |
| American Portfolios Financial Services, Inc. | Jupiter | FL | 04/2019 | 10/2024 |
| Novem Group | Rochester | NY | 04/2019 | Present |
| Osaic Wealth, Inc. | Jupiter | FL | 10/2024 | Present |
1) Novem Group, RIA, investment-related, Investment Advisor Representative financial planning , 0% Ownership 40 hrs per month during market hrs 40 hours devoted per month 2)Advisors Academy - fixed insurance sales, not investment related, 8 hrs./mo.; 0 hrs./mo./mkt. hrs. 3) Pinnacle Insurance - fixed insurance sales, not investment related, 8 hrs./mo., 0 hrs./mo./mkt. hrs. 4) OSAIC WEALTH, INC., BROKER/DEALER, INVESTMENT-RELATED, REGISTERED REPRESENTATIVE, START DATE 10/2024. 80 HOURS PER MONTH DURING MARKET HRS. 5) Fair Share Divorce Solutions, LLC, divorce consulting, 100% ownership, investment-related, start date 7/2020, 20 hrs/month total and 5 hrs/month during market hrs 6) Kairos Prison Ministry - not investment related, Advisory Board Treasurer, start date 03/2026, 2-3 hrs/month and 0 hrs/month during market hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-10 |
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