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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-22
TX RA APPROVED_RES 1989-03-20
  • PA RA
    APPROVED
    Since 2010-06-22
  • TX RA
    APPROVED_RES
    Since 1989-03-20

Branch Locations

600 Grant St, Pittsburgh, PA 15219 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 08/1983 Present
Bank Of America, N.A. Pittsburgh PA 07/2011 Present
Other Businesses

I*42124 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ROYAN, INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHICAGO, ILLINOIS 60619 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 8/6/2009 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PAY BILLS AND DO BOOKKEEPING FOR THE RENTAL AND DECISIONS ABOUT PERIODIC PURCHASE AND SELLING OF FAMILY REAL ESTATE IN CHICAGO. I*29220 For profit or not for profit: For-Profit Organization Name of outside business organization: ELLYN, INC.D/B/A CANDEY MGMT Investment related: N Address of business: Pittsburgh, Pennsylvania 15212 Nature of business: S-Corp, Position, title, association: Family Held, Start date of relationship: 7/1/1997 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: tres. bookeeping I*131120 For profit or not for profit: Non-Profit Organization Name of outside business organization: Vernon Ave. Condominium Association Investment related: N Address of business: Chicago, Illinois 60619 Nature of business: Other,Home Owner's Association Position, title, association: Officer, Start date of relationship: 2/20/2018 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Home Owners Association to manage a 13 unit building in which I own condos. I am the treasurer. The HOA has an outside property manager who handles the day-to-day affairs of the building. I spend minimal time on this. I*131118 For profit or not for profit: Non-Profit Organization Name of outside business organization: South Park Condominium Assoc Investment related: N Address of business: Chicago, Illinois 60653 Nature of business: Other,Home Owners Association Position, title, association: Officer, Start date of relationship: 7/23/2018 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Home Owner's Association created to manage the 6 unit building in which I own condos. I am the treasurer. The HOA has an outside property manager who does the day-to-day work for the HOA. My time spent on this is minimal. I*1900279, Entity Type, Entity Charitable, Name of OBA: Shadyside Hospital Foundation, Address: Pittsburgh, PA, 15232, Investment Related: No, Position, Title, Association: Board Member, Employee Start Date: 09/26/2024, No Hours: 3hrs/Mo, No Hours during trading: 0, Duties: The Shadyside Hospital Foundation is an independent, volunteer-led organization that supports and inspires world-class care for every patient at UPMC Shadyside Hospital. I have been asked to serve on the Development and Finance/Audit Committees.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-28
S63 Uniform Securities Agent State Law Examination 1983-10-28
  • S65 Uniform Investment Adviser Law Examination
    1994-06-28
  • S63 Uniform Securities Agent State Law Examination
    1983-10-28
Other Names
  • Elise Yanders

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