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Thomas Joseph Simcik

Raymond James & Associates, Inc.

Newtown, PA

Allentown, PA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-02
TX RA APPROVED 2026-01-02
  • PA RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED
    Since 2026-01-02

Branch Locations

5 Caufield Place Suite 201, Newtown, PA 18940 • United States

740 Hamilton Street Suite 220, Allentown, PA 18101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 07/2008 07/2018
Janney Montgomery Scott Llc Philadelphia PA 07/2018 01/2024
Janney Montgomery Scott Llc Philadelphia PA 01/2024 01/2026
Raymond James & Associates, Inc Newtown PA 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-09
S63 Uniform Securities Agent State Law Examination 1983-10-21
  • S65 Uniform Investment Adviser Law Examination
    1996-10-09
  • S63 Uniform Securities Agent State Law Examination
    1983-10-21
Other Names
  • Thomas Simcik

View on SEC IAPD

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