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Lisa Ann Schaub

LPl Financial LLC

Berwyn, PA

Philadelphia, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-02-01
TX RA APPROVED_RES 2023-02-01
  • PA RA
    APPROVED
    Since 2023-02-01
  • TX RA
    APPROVED_RES
    Since 2023-02-01

Branch Locations

1235 Westlakes Dr Ste 260, Berwyn, PA 19312 • United States

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boenning & Scattergood Inc West Conshohocken PA 06/2008 02/2023
Lpl Financial, Llc West Conshohocken PA 02/2023 Present
  • 06/2008 → 02/2023
    Boenning & Scattergood Inc
    West Conshohocken, PA
  • 02/2023 → Present
    Lpl Financial, Llc
    West Conshohocken, PA
Previous Registrations
  • 2010-10-28 → 2023-02-06
    Boenning & Scattergood, Inc.
    West Conshohocken, PA
    West Conshohocken, PA
Other Businesses

1. 01/01/1992 - LISA A. SCHAUB/ OTHER - NOTARY/ INVESTMENT RELATED/ 1%/ PHILADELPHIA, PA

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-06-02
  • S63 Uniform Securities Agent State Law Examination
    1987-06-02

View on SEC IAPD

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