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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-11-09 |
| MI | RA | APPROVED | 2010-05-04 |
| FL | RA | APPROVED | 2006-10-30 |
| TX | RA | APPROVED_RES | 1996-07-19 |
Branch Locations
26301 Us Highway 19 N, Clearwater, FL 33761 • United States
Tampa, FL • United States
Blue Ridge, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Farmington Hills | MI | 08/1983 | Present |
| Bank Of America, Na | Farmington Hills | MI | 12/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-24 |
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