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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-02-20
IL RA APPROVED 2006-12-06
  • TX RA
    APPROVED_RES
    Since 2009-02-20
  • IL RA
    APPROVED
    Since 2006-12-06

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Chicago IL 07/2006 Present
Bank Of America, N.A. Chicago IL 07/2011 Present
  • 07/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Chicago, IL
  • 07/2011 → Present
    Bank Of America, N.A.
    Chicago, IL
Other Businesses

I*2934304, Entity Type: , Name of OBA: DR. M.V. M / M V. M REVOCABLE TRUST, Address: SOUTH BARRINGTON, Illinois, 60010, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 10/01/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2934306, Entity Type: , Name of OBA: MRS. M M / M T. M REVOCABLE TRUST, Address: SOUTH BARRINGTON, Illinois, 60010, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 10/01/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-05
  • S66 Uniform Combined State Law Examination
    2006-12-05
Other Names
  • Thomas Mathew

View on SEC IAPD

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