Yves Charles Siegel

Current Employers

Siegel Asset Management Partners

Plainview, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-06
TX	RA	APPROVED	2021-01-22

NY RA
APPROVED

Since 2021-04-06
TX RA
APPROVED

Since 2021-01-22

Branch Locations

Plainview, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Neuberger Berman Llc	New York	NY	05/2012	06/2020
Neuberger Berman Management Llc	New York	NY	12/2012	06/2020
Y C Siegel Llc Dba Siegel Asset Management Partners	Plainview	NY	09/2020	Present

05/2012 → 06/2020

Neuberger Berman Llc

New York, NY
12/2012 → 06/2020

Neuberger Berman Management Llc

New York, NY
09/2020 → Present

Y C Siegel Llc Dba Siegel Asset Management Partners

Plainview, NY

Previous Registrations

2012-05-31 → 2020-07-07

Neuberger Berman Bd Llc

New York, NY

Other Businesses

ONE GAS INC. (NYSE: OGS); NOT INVESTMENT-RELATED; 15 EAST FIFTH STREET, TULSA, OK 74103; 100% REGULATED NATURAL GAS UTILITY; BOARD MEMBER; START: 07/02/2024. 12-15 HOURS/MONTH NOT DURING SECURITIES TRADING HOURS; DUTIES AS A MEMBER OF THE BOARD OF DIRECTORS: REPRESENT THE INTERESTS OF SHAREHOLDERS AND PROVIDE OVERSIGHT OF MANAGEMENT. HELP IN STRATEGIC PLANNING AND RISK MANAGEMENT.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-12-07

S63 Uniform Securities Agent State Law Examination

1983-12-07

Designations

View on SEC IAPD