Niraj Prafull Baxi

Current Employers

Employment History

• 04/2008 → 11/2018
  Signator Investors Inc
  San Jose, CA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  San Jose, CA

Previous Registrations

• 2010-01-26 → 2018-11-02
  Signator Investors, Inc.
  Lafayette, CA
  Cupertino, CA
  San Jose, CA

Other Businesses

1. INSURANCE BROKER: LIFE, ANNUITIES, LTC, DI , 100 N. WINCHESTER BLVD, SUITE 285, SANTA CLARA, CA 95050, START OF RELATIONSHIP: JAN 1, 1996, APPROXIMATE # OF HOURS PER MONTH: 30-50, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 1-2 .... 2. INSURANCE BROKER: HEALTH AND GROUP BENEFITS , 100 N. WINCHESTER BLVD SUITE 285 SANTA CLARA, CA 95050 HEALTH INS , START OF RELATIONSHIP: JUL 1, 2009, APPROXIMATE # OF HOURS PER MONTH: 5-10, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: <1 .... 3. BAXI INSURANCE & FINACIAL SERVICES POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 100 START DATE: 10/01/2009 ADDRESS: 3703 Mt. Diablo Blvd, Lafayette CA 94549, United States DESCRIPTION: Involved in soliciting of clients and maintenance of current clients

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-12-22

Designations

Other Names

• Niraj Praful Baxi